Dolphin reshapes back-office dynamics for a top-tier US investment & asset management firm

Client Requirement

After obtaining the broker license, the client was looking for a new generation and scalable back-office system that could seamlessly handle the clearing and settlement process.

The Solution

Following a detailed requirement analysis and assessment, KGiSL successfully implemented its flagship product, the Dolphin back-office system, in the client’s environment in 2018 to handle the entire clearing and settlement process. In 2020, an extended version of Dolphin BRS was developed and delivered and post-implementation of Dolphin BRS, the entire back-office operations were awarded to KGiSL.

The client also handed over the complete infrastructure management and KYC operations for India and Hong Kong, where a dedicated team was positioned to handle the operations.

What Dolphin delivered?

  • Dolphin Back-office suite to comprehensively handle the clearing and settlement process.
  • Significant support in identifying and implementing a front office system.
  • Deployed Dolphin BRS (Bank Reconciliation system)
  • Handling the entire back-office operations
  • Managing infrastructure management and KYC operations for India and Hong Kong

Tech Stack

Front-end C#.Net

Database Oracle

Key Milestones


A new interface file generation from Dolphin to TPS was developed to send contract details.


Incorporated digital signature in reports like contract print in Dolphin back-office suite.


DRG was configured in Dolphin to extract reports of SOS AML


In the EOD processes, an alert mechanism was enabled for PTA reporting & non completion of T2T obligation.


NOTIS API Integration was done in Dolphin to receive exchange trade in real time


TPS interface performance benchmark was organized for 1 million trades with 2000 allocation.


Compliance surveillance report was configured. (Initially, the report was captured at the main account level which was then equipped to capture data at sub account level)

Have a similar use case?

Quick Contact